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COURSE OUTLINE

In this seminar, participants will learn the basic elements and qualities of a good working paper.  

 

The workpaper demonstrates the professional skills of an auditor for it documents the work performed from planning to final closing meeting, including the results of follow-up procedures by the auditor on the action plans of Management.

 

Carefully drafted work papers protect the auditor from internal and external scrutiny on the results of an audit.

 

Accordingly, auditors can better manage the communictations and discussions with Management and other stakeholders as to what areas of business need improvement, thereby creating value from the audit.

 

I. About audit working paper

  • Related standards

  • Definition

  • Purposes

  • Elements

  • Principles 

 

II. Illustrative working paper

  • Planning

    • Planning meeting presentation

  • Design effectiveness review

    • Risk & Controls Matrix

    • Process understanding 

      • Interview notes

      • Process walkthrough

      • Process flow chart

      • Process narrative

    • Gap Analysis

  • Operating effectiveness review

    • Test script

    • Sampling plan

  • Summarizing audit results

    • Status meeting presentation

 

III. The art of Indexing and cross referencing

  • Indexing plan

  • Indexing schemes

  • Cross-referencing

 

IV. The art of referencing

  • Referencing in the audit report

  • Referencing in the audit work program

 

 

Have you experienced difficulty in justifying the results of your audits due to deficiency in evidence gathered and record of work done?

This program will teach you the techniques of developing quality audit working papers consistent with leading practices

  • IPPF

  • Communication

  • Persuasion & collaboration

  • Internal audit delivery

Competency

  • Junior Auditors

  • Senior Auditors

  • Risk Officers

  • Compliance Officers

  • Accountants

Who should attend this Seminar?

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Internal Audit Workpapers

March 23, 2015
Ascott Hotel Makati

Click here to read about Mr Allan Palacio

Php 4,000

LIMITED SEATS ONLY. 
PRE-REGISTRATION REQUIRED

Avail of Php500 discount when you register online

CIASP provides in-house training programs upon request. For any queries, please contact Pol Mirafuentes:

E: PolMirafuentes@ciasp.com.ph 

T: (+63917) 837 2038

 

 

In-house seminar

Public-run seminar

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